Wood & Lee has substantial experience advising issuers and underwriters in the full range of securities offerings. We assist our clients in drafting and negotiating offering documents, as well as any related legal agreements. We also assist public companies with compliance obligations under securities laws, rules and regulations, and stock exchange regulations which are critical both during and after the IPO process.
We work with clients in the preparation and review of disclosure documents and press releases and help clients to set up compliance programs and document retention policies, manage internal investigations and respond to government inquiries. Our lawyers regularly work with corporate management teams, boards of directors and general counsels of public companies of all sizes on day-to-day issues of corporate governance and regulatory compliance, as well as closely related issues involving employment and executive compensation arrangements, director and officer indemnification, Directors and officers liability Insurance matters, financings, mergers and acquisitions and other corporate initiatives.